- Asistir al equipo de Cumplimiento Normativo en una amplia gama de funciones que incluyen
- Actualización de políticas y procedimientos
- Incorporación de nuevos miembros
- Notificaciones reglamentarias ad hoc / informes
- Evaluación del cumplimiento de nuevos fondos y relaciones comercialesAsistir y/o realizar las revisiones o auditorías de cumplimiento que se le asignen, incluido el apoyo al programa de supervisión del cumplimiento.
- Trabajar con el equipo de cumplimiento en las diligencias debidas en materia de lucha contra el blanqueo de capitales ("AML") y de conocimiento del cliente ("KYC") en relación con las transacciones, los fondos gestionados, los patrocinadores de fondos, los delegados y los distribuidores:
- Preparar las listas de comprobación AML (también utilizando los sistemas KYC)
- Revisar y analizar el resultado de las comprobaciones diarias
- Asistir al equipo de Cumplimiento en el seguimiento de los progresos y las solicitudes pendientes
- Realizar el seguimiento de la/s revisión/es periódica/s de los expedientes AML/KYC existentes
- Asistir en la elaboración de informes internos y externos sobre las diligencias debidas en materia de AML/KYC
Requisitos:Graduado en derecho con al menos 4-5 años de experiência profesional en Compliance. -
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Compliance Associate - Madrid, España - Jr Spain
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Descripción
col-wideJob Description:
Funciones:Asistir al AIFM Compliance Manager en la elaboración y presentación de los informes periódicos reglamentarios e internos (incluidos los informes al órgano de gobierno del AIFM y de los fondos gestionados)..