Compliance Sr. Analyst Iii - Monte, España - BANCO SANTANDER S.A.

BANCO SANTANDER S.A.

Empresa verificada

Monte, España

hace 2 semanas

Publicado por:

Isabel García

beBee Recruiter

Descripción

Compliance Sr. Analyst III

Country:
Spain

WHAT YOU WILL BE DOING

SCIB is looking for a Global Central Compliance senior analyst
, based in our BOADILLA DEL MONTE (HEADQUARTERS) office.

WHY YOU SHOULD CONSIDER THIS OPPORTUNITY

Santander Corporate & Investment Banking (SCIB) is Santander's global division that supports some of the world's most complex and sophisticated corporate and institutional clients, offering customized services and value-added wholesale products to best meet their needs. We embrace a strong risk culture and all of our professionals at all levels are expected to take a proactive and responsible approach toward risk management.

Santander is proud of being an organization where there are equal opportunities regardless of gender identity, culture and disability. Our mission is to contribute to help more people and business prosper.

WHAT YOU WILL BE DOING

As a
Global Central Compliance senior analyst , you will perform the oversight of the local 2nd Line of Defense Compliance units on compliance with the regulations and expectations applied by conduct regulators.

The oversight will be composed of:

periodic meetings with the local units

- the follow-up of the 2LoD metrics reported
- and the review of the annual Corporate exercises (Risk and Control Self Assessment, Compliance Capabilities Model and Annual Compliance Program)

Coordination of annual compliance training plan
Coordination of global policy implementation and maintenance

Additionally to the oversight, the person will support preparation of management information for senior managers and Compliance governance meetings.

We need someone like you to help us in different areas:

prepare and set up the meetings with local units

- analyse the qualitative and quantitative information provided by local units to challenge their management of the regulations compliance and to identify the key elements to be reported and the risks and issues to be escalated
- perform the follow-up of the reporting of 2LoD metrics and qualitative information from the local units
- perform the oversight of the control framework for the main European, American and/or local regulations and report the main conclusions and escalate the risks and issues.
- monitor the completion of the Risk and Control Self-Assessment and challenge the Business self-assessment and report the results of the exercise; identify aspects to be improved for the next year.
- monitor the completion of the Capability Compliance Model and challenge the Local Compliance self-assessment and report the results of the exercise; identify aspects to be improved for the next year.

Followup of the implementation of the Annual Compliance Program initiatives for the current year and help defining the nextyear ones.
Actively collaborate with the other team members and other stakeholders (local unit Compliance teams and Regional SCIB Compliance teams), Global RA&C team, Human Resources
Followup the transposition of the SCIB Global Compliance documents by local units challenging their modifications and escalating any material criteria difference.

EXPERIENCE

Minimum 5/7 years of experience in:
financial markets and products
Regulations such as Data Protection, Surveillance, EMIR, MiFID II, Market Abuse regulation, Dodd-Frank Act, Volcker rule.
Central Compliance and governance

EDUCATION

Bachelor Degree
Master Degree related with this area is desirable.

SKILLS & KNOWLEDGE

Knowledge of Corporate and Investment Banking markets, and financial products as well as of regulation in these areas.
Prior experience with a financial services company
Proven experience troubleshooting and discovering solutions quickly and effectively with exemplary written and verbal communication skills.
High level of English and Spanish.
Microsoft office tools.

OTHER INFORMATION

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