Vie Compliance - Madrid, España - Crédit Agricole CIB

Crédit Agricole CIB
Crédit Agricole CIB
Empresa verificada
Madrid, España

hace 2 semanas

Isabel García

Publicado por:

Isabel García

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Descripción
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Summary

  • Provide the CPL department support on the following tasks apart from the daytoday business

Key Responsibilities

  • Compliance Annual Control Plan: Assist and perform controls related to AML issues, Sanctions, Capital Markets activities, GDPR, Conflicts of Interest, Fraud and Corruption and Transversal CPL topics. Specific focus on Trade Finance controls.
  • GMD activity monitoring (Margin controls, HRR)
  • Support the LCO on local and HO projects
  • Mandatory elearning followup. Support on local training initiatives.
  • Transaction Filtering Alert Management
  • Alert treatment on AML (Sonar tool)
  • Knowledge on internal GT and procedures
  • Support on issuance on FS opinion on clients (KYC process, adverse information research)
  • Follow up on external and internal audits
  • Follow up on NAP/NAC and NSU process.
  • GDPR matters: support with REGIS review and DPIA on sensitive process
  • Support on EWRA questionnaires
  • Promote and effective "Embedded Compliance Culture"
  • Niveau d'étude minimum
Bac + 3 / L- Formation / Spécialisation
Business Administration and Management or Law

  • Niveau d'expérience minimum
0 - 2 ans

  • Soft skills
CommunicationResponsibleNegotiationDiplomacyOrganisationResourceful

  • Outils informatiques
To be familiar with European regulation on CPL matters is desirable.

  • Langues
High level of English and Spanish

  • Entreprise Crédit Agricole CIB
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