Lina de la Loma

Compliance specialist with experience in both the regulatory sector and the banking industry.
I am a hands-on, efficient and articulate professional. My objective is to enjoy what I do and keep on doing it.

Lead Supervisor at CNMV 

• On site and off site investigations of investment firms and credit institutions using a risk based approach
• Compliance risk assessment: conduct obligations, organisational and prudential requirements under the national and European regulations (LMV, MiFID, MIFIR and CRD IV)
• Member of ESMA's (European Securities & Markets Authority) task force on CFD and other derivative instruments
• Provision of reports and risk assesments to Senior Management 
• Planning of supervisory actions as the investigation coordinator

Universidad Autónoma de Madrid
Bachelor's degree in Business Studies and Management | 1995 - 2000

London South Bank University (UK)
Business Management (BA) | 1999 - 2000 | Erasmus programme